基于加权对抗域自适应的旋转机械开放集跨域故障诊断
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TP273

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海上风电机组智能监测与故障诊断技术研究项目(2024A1515240036);面向智能运维的风力机关键部件全域感知、信息集成与协同诊断技术项目(2019YFE0105300).


Open-set cross-domain fault diagnosis of rotating machinery based on weighted adversarial domain adaptation
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    摘要:

    传统深度学习故障诊断假设训练集与测试集独立同分布且标签空间一致, 然而, 在实际工业中, 常出现新故障类型和数据“分布漂移”, 即开放集跨域识别, 导致模型泛化能力差、诊断精度下降. 针对开放集跨域故障诊断问题, 提出一种基于深度一维卷积神经网络(1D-CNN)的改进对抗域自适应的故障诊断方法. 首先, 利用1D-CNN从多领域的输入样本中提取代表性特征; 然后, 使用一个特征细粒度分类器来区分多领域中的共享和离群特征; 接着, 采用加权模块指导域判别器实现域不变特征学习; 最后, 域判别器利用域不变特征指导特征分类器的分类, 最小化全局损失, 实现开放集跨域故障诊断. 实验结果表明, 该模型在美国凯斯西储大学(CWRU)数据集和齿轮箱数据集上的跨域故障诊断精度高于其他方法, 特别是在开放集数据中优势明显.

    Abstract:

    Traditional deep learning-based fault diagnosis assumes that the training set and test set are independently and identically distributed with consistent label spaces. However, in actual industrial scenarios, new fault types and "distribution shifts" in data frequently occur, necessitating open-set cross-domain recognition, which results in poor model generalization and reduced diagnostic accuracy. To address the issue of open-set cross-domain fault diagnosis, we propose an weighted adversarial domain adaptation method based on a deep one-dimensional convolutional neural network (1D-CNN). Firstly, the 1D-CNN is employed to extract representative features from input samples across multiple domains. Then, a fine-grained feature classifier is utilized to distinguish between shared and outlier features across these domains. Subsequently, a weighting module guides the domain discriminator to achieve domain-invariant feature learning. Finally, the domain discriminator uses these domain-invariant features to guide the feature classifier in minimizing global loss, thereby achieving open-set cross-domain fault diagnosis. Experimental results demonstrate that the proposed model achieves higher cross-domain fault diagnosis accuracy compared to other methods on the Case Western Reserve University (CWRU) dataset and the gearbox dataset, particularly showing significant advantages in open-set data scenarios.

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陆碧良,张英杰,孙庆帅,等.基于加权对抗域自适应的旋转机械开放集跨域故障诊断[J].控制与决策,2025,40(10):3136-3144

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  • 收稿日期:2024-08-30
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  • 在线发布日期: 2025-09-09
  • 出版日期: 2025-10-20
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