基于量子M-H粒子滤波的锂电池SOC估计
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1.西安理工大学自动化与信息工程学院;2.北京航空航天大学自动化科学与电气工程学院;3.西安理工大学电气工程学院

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TK02,TP29

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国家自然科学基金项目(面上项目,重点项目,重大项目)


SOC Estimation of Lithium Batteries Based on Quantum M-H Particle Filter
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The National Natural Science Foundation of China (General Program, Key Program, Major Research Plan)

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    摘要:

    精准监测荷电状态(State of Charge, SOC)对避免电池过度充放电风险和保障锂电池的健康运行至关重要。粒子滤波因其在处理非线性非高斯系统方面的独特优势,成为估计锂电池SOC的重要方法。然而,传统重采样方法因其存在粒子多样性匮乏而难以全面覆盖真实状态的后验分布,导致状态估计精度低。为此,本文将量子旋转门引入基于Metropolis-Hastings(M-H)抽样机制的重采样方法中,提出一种量子M-H重采样方法。首先,基于量子叠加态原理,采用粒子量子化、测量坍缩和量子旋转门操作构建了基于量子旋转门的抽样分布并取代原M-H重采样机制中的高斯变异;其次,自适应选择基于量子旋转门或交叉的抽样分布生成新的粒子,并以一定概率接受或拒绝新粒子;最后,利用粒子加权求和估计SOC。通过一维单变量时间序列模型和锂电池SOC估计来验证本文方法的有效性。实验结果表明,与现有重采样方法相比,本文方法能够有效地改善重采样后的粒子质量,提高粒子滤波估计锂电池SOC的精度。

    Abstract:

    Accurate monitoring of the State of Charge (SOC) is crucial for mitigating the risks of overcharging or overdischarging and ensuring the healthy operation of lithium-ion batteries. Particle Filter (PF) has emerged as a prominent method for estimating the SOC of lithium-ion batteries due to its unique advantages in handling nonlinear and non-Gaussian systems. However, traditional resampling methods suffer from particle diversity depletion, making it difficult to comprehensively cover the posterior distribution of the true state, thereby leading to low state estimation accuracy. To address this issue, this paper introduces a quantum rotation gate into the Metropolis-Hastings (M-H) sampling-based resampling mechanism, proposing a novel quantum M-H resampling method. First, based on the principle of quantum superposition states, particle quantization, measurement collapse, and quantum rotation gate operations are employed to construct a sampling distribution using the quantum rotation gate, replacing the Gaussian mutation in the original M-H resampling mechanism. Second, an adaptive selection strategy is adopted to generate new particles using either the quantum rotation gate or crossover-based sampling distributions, with a probabilistic acceptance or rejection mechanism for the new particles. Finally, the SOC is estimated through weighted summation of the particles. The effectiveness of the proposed method is validated using a one-dimensional univariate time series model and lithium-ion battery SOC estimation. Experimental results demonstrate that, compared to existing resampling methods, the proposed approach significantly improves the quality of resampled particles and enhances the accuracy of PF in estimating the SOC of lithium-ion batteries.

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  • 收稿日期:2025-10-14
  • 最后修改日期:2026-01-26
  • 录用日期:2026-01-27
  • 在线发布日期: 2026-02-07
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