极端不均衡分布下强化学习驱动的TBM主轴承故障辨识方法
CSTR:
作者:
作者单位:

作者简介:

通讯作者:

中图分类号:

TH17;TP277

基金项目:

国家自然科学基金项目(52405220, 52475218);中国博士后科学基金面上项目(2025M771349);高端装备机械传动全国重点实验室开放基金项目(SKLMT-MSKFKT-202530).


Main bearing fault identification of TBM driven by deep reinforcement learning under extreme imbalance conditions
Author:
Affiliation:

Fund Project:

  • 摘要
  • |
  • 图/表
  • |
  • 访问统计
  • |
  • 参考文献
  • |
  • 相似文献
  • |
  • 引证文献
  • |
  • 资源附件
  • |
  • 文章评论
    摘要:

    全断面隧道掘进机(TBM)主轴承故障辨识直接关系到整机掘进安全与效率, 但工程中高可靠性要求和主动维护策略的实施使监测数据呈现极端类别不均衡(故障样本 $\leqslant $ 1%), 致使稀疏故障特征难以学习, 漏检风险极高. 为此, 提出一种深度强化学习驱动的TBM主轴承故障辨识模型(DRLimb), 将传统静态分类问题重构为强化学习的序贯决策优化问题. 该方法首先将故障辨识过程建模为马尔可夫决策过程, 通过双网络架构(在线$Q $网络与目标$Q $网络)及软更新机制确保策略学习过程的稳定收敛; 继而, 设计与决策历史相关的非对称奖励机制, 对故障样本的正确辨识给予更高回报、对漏检施加更强惩罚, 迫使智能体聚焦于稀疏但关键的故障模式, 提升对少数类故障模式的辨识灵敏度. 理论分析证明, 将多数类奖励系数设置为类别不均衡比率, 可实现类间梯度贡献的均衡化. 在多个极端不均衡比率的TBM主轴承数据集上的实验表明, DRLimb的$G $-mean值与F1-score均稳定超过93.2%, 显著优于主流不均衡学习诊断模型与基线模型.

    Abstract:

    Main-bearing fault identification in full-facetunnel boring machines (TBMs) impacts excavation safety and efficiency. In practice, stringent reliability requirements and proactive maintenance yield extremely imbalanced monitoring data (fault samples $ \leqslant$1%), resulting in difficult-to-learn sparse fault features and a very high missed-detection risk. To address this issue, we propose a deep reinforcement learning driven TBM main bearing fault identification model (DRLimb) that reformulates the traditional static classification problem as a sequential decision optimization problem under a reinforcement learning framework. Specifically, the process is modeled as a Markov decision process; a dual-network architecture (online and target $ Q $-networks) with soft updates is used to ensure stable convergence of the policy learning process. Moreover, we design a decision-history-aware asymmetric reward mechanism that assigns higher rewards to correct fault identifications and stronger penalties to missed detections, forcing the agent to focus on sparse yet critical fault patterns and enhancing the identification sensitivity to minority fault modes. Theoretical analysis shows that setting the majority-class reward coefficient proportional to the imbalance ratio balances inter-class gradient contributions. Experiments on multiple TBM main-bearing datasets with extreme imbalance show that DRLimb achieves $ G $-mean and F1-score above 93.2%, outperforming state-of-the-art imbalance-aware diagnostic models and baselines.

    参考文献
    相似文献
    引证文献
引用本文

张志瑶,于川博,苗栩凯,等.极端不均衡分布下强化学习驱动的TBM主轴承故障辨识方法[J].控制与决策,2026,41(7):1981-1991

复制
相关视频

分享
文章指标
  • 点击次数:
  • 下载次数:
  • HTML阅读次数:
  • 引用次数:
历史
  • 收稿日期:2025-11-03
  • 最后修改日期:
  • 录用日期:
  • 在线发布日期: 2026-06-23
  • 出版日期: 2026-07-10
文章二维码