基于合理粒度原理的联邦模糊C聚类(GrFedFCM)
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大连理工大学电子信息与电气工程学部

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TP181

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本研究得到国家自然科学基金资助项目(批准号:62473074、62073056、61876029、62076050),以及辽宁省重点研发计划项目(项目编号:2024JH2/102400006)的部分支持。


Federated Fuzzy C-Means Clustering Based on the Principle of Justifiable Granularity
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This work was supported by the National Natural Science Foundation of China under Grants 62473074, 62073056, 61876029 and 62076050, and in part by Liaoning Province Key Research and Development Project under Grant 2024JH2/102400006.

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    摘要:

    本文针对联邦模糊C均值(FCM)聚类在实际应用中面临的数据复杂性、异构性、模型结构差异及设备通信中断等挑战,提出一种基于知识互蒸馏(mKD)的全局模型优化策略,以实现在异构环境下仍能获得高质量全局聚类原型。FCM通过构建信息粒实现聚类,其性能直接取决于信息粒的质量。为此,引入合理粒度原理优化信息粒,在覆盖性与特异性之间取得平衡。为应对数据复杂性与Non-IID问题,采用自编码器(AE)提取深层特征,并在粒度优化的FCM目标函数中融入正则化项,约束本地聚类中心偏移。针对模型结构差异,服务器通过知识互蒸馏(mKD)机制使客户端能够通过聚类预测结果实现本地与全局模型间的双向知识交互与协同优化,在提升全局聚类性能的同时支持客户端个性化训练。对于设备通信中断,服务器保留历史参数副本,在连接恢复前使用最近参数进行更新,增强系统鲁棒性。此外,为了使FCM的求解过程更加灵活与稳定,我们采用参数化策略和梯度下降方法,利用自动微分技术实现隶属度与聚类中心的端到端联合优化。实验结果表明,所提方法在多个公开数据集上具有竞争力的聚类性能,敏感性分析进一步验证了其在异构场景下的鲁棒性、个性化能力及相对于对比方法的综合优势。

    Abstract:

    To address practical challenges in FCM clustering—including data complexity, heterogeneity, variations in model architectures, and device communication interruptions—this paper proposes a global model optimization strategy based on mKD to obtain high-quality global clustering prototypes in heterogeneous environments. FCM performs clustering by constructing IGs, whose quality directly determines clustering performance; thus, the principle of justifiable granularity is introduced to optimize IGs by balancing coverage and specificity. To cope with data complexity and non-IID issues, AEs are employed to extract deep features, and a regularization term is incorporated into the granularity-optimized FCM objective function to constrain deviations in local clustering centers. To handle variations in model architectures, the server adopts an mKD mechanism that enables bidirectional knowledge interaction between clients, allowing collaborative optimization of local and global models through clustering prediction results—thereby improving global clustering performance while supporting personalized client training. For device communication interruptions, the server retains historical parameter copies and uses the most recent parameters for updates before connection restoration, enhancing system robustness. Additionally, to enable a more flexible and stable solving process, parametric strategies and gradient-based methods are adopted, leveraging automatic differentiation for end-to-end joint optimization of membership degrees and cluster centers. Experimental results on multiple public datasets demonstrate the competitive clustering performance of the proposed method, and sensitivity analysis further validates its robustness in heterogeneous scenarios, personalization capability, and comprehensive advantages over comparative methods.

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  • 收稿日期:2026-01-26
  • 最后修改日期:2026-06-04
  • 录用日期:2026-06-05
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